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作者:孫夏天
作者(英文):Paulina G. Karimova
論文名稱:新社取徑:花蓮縣豐濱鄉新社村的整合地景-海景取徑的操作化(2016-2021)
論文名稱(英文):The Xinshe Approach: Operationalising an integrated landscape-seascape approach in Xinshe Village, Hualien County, Taiwan (2016-2021)
指導教授:李光中
指導教授(英文):Kuang-Chung Lee
口試委員:陳美惠
石芝菁
游麗方
李俊鴻
李光中
口試委員(英文):Mei-Hui Chen
Chi-Ching Shih
Li-Fang You
Chun-Hung Lee
Kuang-Chung Lee
學位類別:博士
校院名稱:國立東華大學
系所名稱:自然資源與環境學系
學號:810754003
出版年(民國):111
畢業學年度:110
語文別:英文
論文頁數:174
關鍵詞:調適性協同經營協力工具整合地景-海景取徑多元權益關係人平台里山倡議台灣
關鍵詞(英文):adaptive co-managementfacilitation toolsintegrated landscape-seascape approachmulti-stakeholder platformthe Satoyama InitiativeTaiwan
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整合地景-海景取徑 (ILSAs) 是一種多面向的綜合策略,旨在將多元權益關係人聚集在一起,為地景或海景範圍內的多個永續發展目標提供整合性的解決方案。雖然ILSAs 在實現「與自然和諧共生」的 2050 願景方面具有巨大潛力,但仍面臨著許多挑戰,例如:地景-海景的邊界設定和調整、多元權益關係人參與及合作、確定優先行動措施、有效監測和評估、以及ILSAs實施歷程的持久性和連續性。
2016 年 10 月起,花蓮豐濱鄉新社村啟動「森-川-里-海」生態農業倡議(新社倡議),引入ILSA為操作架構,旨在保全活用在地的「社會-生態-生產地景和海景(SEPLS, 地方)。新社倡議由多元權益關係人平台(MSP, 人)協力開展的一項為期十年的願景工程(2016-2019年為短程階段、2020 年為過渡階段、2021-2026年為中程階段,進展),希望回應基於地方的、具有時間敏銳度的環境、社會和經濟目標(ABCDE, 問題),並以調適性協同經營(ACM, 過程)為指導。多年來,國立東華大學(NDHU)的研究團隊(包括本文研究者)一直扮演著新社倡議的橋接權益關係人(協力者)。
本研究著眼於「新社取徑」,它代表研究團隊在2016年10月至2021年12月期間,為實施新社倡議而發展及應用的協力工具之組合(群集)。本研究的「內向」目的是為了發展和應用新社取徑以操作化新社倡議,促進新社SEPLS的福祉;「外向」目的則是致力於「烹調」和推廣新社經驗於其它地方、區域、國家和全球範圍的ILSA案例。本研究的目標是說明和分析新社取徑中協力工具組合(群集)的角色,並根據上述內向和外向目的,開發「新社食譜」。
這是一項具行動性、紮根的、應用性的案例研究,它採用了質性研究資料蒐集和分析的多元方法。以下三個研究問題是透過紮根理論發展出來的,為研究結果和討論部分提供了一個邏輯架構和跨章節的連貫性:(1) 2016年10月至2021年 12月期間,如何藉助新社取徑的協力工具組合(群集)來操作化新社倡議?(2)新社取徑如何解決新社倡議的五個ILSA議題(地方、人、問題、過程和進展)?獲得了哪些經驗教訓?(3)新社取徑的經驗如何有助於「烹調」和推廣(應用和參照)到不同尺度的ILSAs?
研究結果顯示,首先,概念的、調適性經營的、以及補充性的協力工具組合(群集)在實踐新社倡議方面發揮了目的導向性和實用性的指導作用;其次,應用這些協力工具組合(群集)來「烹調」新社ILSA的當地「食材」,可以回應相關挑戰並激發出新社倡議的意義和具體呈現;最後,將新社取徑重新概念化為新社「食譜」,有助於推廣和應用到其它不同尺度的ILSAs在地實踐中。
Integrated landscape-seascape approaches (ILSAs) are multifaceted integrated strategies that aim to bring together multiple stakeholders to provide solutions to multiple sustainability objectives at a landscape or seascape scale. Despite their high potential to realise the 2050 Vision of “living in harmony with nature”, ILSAs yet face a number of challenges related to the landscape-seascape boundary setting and checking, multi-stakeholder engagement and cooperation, identification of priority interventions, effective monitoring and evaluation, and longevity and continuity of ILSAs’ efforts.
In October 2016, the Xinshe “Forest-River-Village-Ocean” Eco-Agriculture Initiative (the Xinshe Initiative) was introduced as an ILSA aimed at a socio-ecological revitalisation of the Xinshe socio-ecological production landscape and seascape (SEPLS, place), located in Xinshe Village, Fengbin Township, Hualien County, Taiwan. It was projected as a 10-year-long effort (2016-2019 short-term phase, 2020 transition phase and 2021-2026 mid-term phase, progress) carried out by the multi-stakeholder platform (MSP, people) in reflection of the place-based and time-sensitive environmental and socio-economic objectives (ABCDE, problems) and guided by the adaptive co-management (ACM) processes. Over the years, the research team from National Dong Hwa University (NDHU) (the researcher) has been engaged as a bridging stakeholder (facilitator) of the Xinshe Initiative.
This study looks at the Xinshe Approach, which represents a combination (“constellation”) of facilitation tools that were developed and applied by the facilitation team for the purpose of operationalising the Xinshe Initiative over the October 2016-December 2021 period. The “inward” purpose of this work is aimed at developing and applying the Xinshe Approach for operationalising the Xinshe Initiative for the benefit of the Xinshe SEPLS, while the “outward” purpose is dedicated to making the Xinshe experiences helpful for “cooking” other ILSAs locally, regionally, nationally, and globally. The research objective is to demonstrate and analyse the role of the “constellation” of facilitation tools of the Xinshe Approach and to develop the Xinshe Recipe in line with the “inward” and “outward” purposes.
This is a case study, action, grounded, applied research, which employs mixed qualitative methods of data collection and analysis. The three research questions, developed by the means of a grounded theory, provide a logical structure and a cross-chapter connectivity for the results and discussion section. 1) How did the “constellation” of facilitation tools of the Xinshe Approach enable operationalisation of the Xinshe Initiative throughout October 2016-December 2021? 2) How did the Xinshe Approach address the five ILSA ingredients (place, people, problems, process, and progress) of the Xinshe Initiative and what lessons were derived from this experience? 3) How can the experiences of the Xinshe Approach be useful (applicable and replicable) for “cooking” ILSAs in other localities “from -scape to scale”?
The findings reveal that, firstly, the “constellation” of conceptual, ACM-based and supplementary facilitation tools played an imperative – purpose-oriented and practical – role in operationalising the Xinshe Initiative over the researched period (October 2016-December 2021). Secondly, application of them as the “cooking” tools for the Xinshe ILSA’s local ingredients allowed to address relevant challenges and stimulate the meaningfulness and tangibility of the Xinshe Initiative. Finally, the Xinshe Approach, reconceptualised into the Xinshe Recipe to be useful to the place-based realities of other ILSAs, was introduced and discussed in the context of its “from -scape to scale” applicability and replicability potential.
1. Introduction.....1
1.1 Our Greatest Opportunity and integrated landscape-seascape approaches (ILSAs).....1
1.2 The Xinshe integrated landscape-seascape approach (ILSA): the Xinshe “Forest-RiverVillage-Ocean” Eco-Agriculture Initiative .....5
1.3 The Xinshe Opportunity and my research purposes .....8
2. Literature Review.....13
2.1 Integrated landscape-seascape approaches (ILSAs).....13
2.1.1 Definition of integrated landscape-seascape approaches (ILSAs).....13
2.1.2 Socio-ecological production landscapes and seascapes (SEPLS).....14
2.1.3 Characteristics, themes and principles of integrated landscape-seascape
approaches (ILSAs) .....15
2.2 Socio-ecological resilience in integrated landscape-seascape approaches (ILSAs).....19
2.3 Adaptive co-management (ACM) in integrated landscape-seascape approaches
(ILSAs)..... 23
2.4 Challenges faced by integrated landscape-seascape approaches (ILSAs).....28
3. Conceptualisation and Methodology.....31
3.1 Conceptual framework of the Xinshe Approach.....31
3.2 Research objective and research questions ..... 33
3.3 Methods of data collection and analysis ..... 35
3.4 Research type and researcher’s role..... 38
4. The Xinshe Approach to the purpose/ people/ processes/ practicality of the
Xinshe Initiative or The “constellation” of facilitation tools of the Xinshe
Approach .....41
4.1 Conceptual facilitation tools ..... 43
4.1.1 Eco-agriculture and its four pillars .....44
4.1.2 The Satoyama Initiative and its five ecological and socio-economic
perspectives .....45
4.1.3 Socio-ecological resilience as SEPLS health.....47
4.2 Adaptive co-management (ACM)-based facilitation tools .....49
4.2.1 Multi-stakeholder platform (MSP) meetings.....50
4.2.2 SEPLS health check: resilience assessment workshops (RAWs) .....60
4.2.3 Taking stock of the past.....67
IV
4.2.4 Looking ahead into the future .....76
4.3 Supplementary facilitation tools .....79
5. The Xinshe Approach to addressing the five ILSA ingredients of the Xinshe
Initiative or Lessons learned from the Xinshe Approach (October 2016-
December 2021).....87
5.1 Place (SEPLS): Boundary setting and checking .....89
5.2 People (MSP): Multi-stakeholder engagement and cooperation .....93
5.3 Problems (ABCDE): Environmental and socio-economic objectives and resource
allocation.....98
5.4 Process (ACM): Monitoring, evaluation and learning .....102
5.5 Progress (>time 2026+): Longevity and sustainability of efforts .....105
6. The Xinshe Approach to promoting the Xinshe experiences “from -scape to
scale” or The Xinshe Recipe for other ILSAs .....109
6.1 The Xinshe Recipe ..... 110
6.2 Cooking tips for the cook.....115
6.3 The Xinshe Recipe “from -scape to scale”..... 119
7. Conclusions and Recommendations.....123
7.1 Back to my research questions and purposes.....123
7.2 Ways forward for the Xinshe Approach.....124
References.....127
Appendixes .....135
Appendix A. Adaptive co-management (ACM)-based and supplementary facilitation tools of
the Xinshe Approach in chronological order (October 2016-December 2021)................ 135
Appendix B. Five perspectives (ABCDE) and 40 action tasks (A1-E10) of the short-term action
plan of the Xinshe Initiative (2016-2020) (translated from the Chinese language).....142
Appendix C. Five perspectives (ABCDE), 10 thematic priority areas and 44 action tasks (A1-
E9) of the mid-term action plan of the Xinshe Initiative (2021-2026) (translated from the
Chinese language).....144
Appendix D. Five ecological and socio-economic perspectives of the Xinshe Initiative and 20
localised indicators of resilience in the Xinshe SEPLS (translated from the Chinese
language).....147
Appendix E. Ten priority themes of the mid-term action plan of the Xinshe Initiative (2021-
2026) (translated from the Chinese language) ..... 148
Appendix F. Taking stock of the past (2019): Initial Multi-Stakeholder Platform (MSP) SelfEvaluation of short-term phase (2016-2019): successes, challenges, suggestions (as reported on December 18th, 2019) (translated from the Chinese language).....149
Appendix G. Review of the Past (2021): Implementation outputs of activities relevant to the
five perspectives (ABCDE) and 40 actions tasks (A-1 to E-10) of the short-term action
plan (2016-2020) of the Xinshe Initiative (translated from the Chinese language).....151
Appendix H. Review of the Past (2021): Implementation outputs of activities relevant to the
five perspectives (ABCDE) and 40 actions tasks (A-1 to E-10) of the short-term action
plan (2016-2020) of the Xinshe Initiative on Google My Maps platform ..... 160
Appendix I. Looking ahead into the future (2019): “Xinshe SEPLS Vision” for the mid-term
phase (by 2026) the four government agencies (as reported on December 18th, 2019)
(translated from the Chinese language)..... 161
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